I'm partnering with a leading investment management firm that's quietly searching for a Chief Compliance Officer — or a senior compliance officer who will step into the CCO role — to
oversee their U.S. compliance program.
The ideal candidate has 8+ years of experience, a JD (preferred), and deep expertise with the Investment Advisers Act of 1940.
...Overview: A financial institution is seeking a senior compliance leader to oversee its organization-wide compliance efforts. This individual... ...or team leadership experience Proficiency with Microsoft Office applications, including Word, Excel, PowerPoint, and Outlook...
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